VIE - Compliance Assistant - 12 mois (H/F) - Hong Kong Publié le 05-04-2019

Localisation : nc
Salaire : nc
Expérience requise :
Date de début : Dès que possible
Activité : Direction Financière
Type de poste : VIE

Mission

This position is to assist NGAM Int'I Distribution Asia Pacific (ex Japan) Compliance team to conduct monitoring activities and to provide regulatory advice to the BDUs.
    • Review of marketing materials for the region and also low-risk international marketing materials ;
    • Wolrd Check Database screening for prospects and support resolution of AML issues ;
    • Code of Ethics administration for Asia Pacifi (ex-Japan) ;
    • Handling licensing related matters for Hong Kong, includinf monitoring the activities of the non-HK based licensed representatives under NGAM HK ;
    • Assisting in various compliance reportings (e.g. MCR, Operational Incidents Log, etc.) ;
    • Conduct certain testings according to the control plan for the region ;
    • Assist in regulatory analysis.

Profil recherché

Educational background : degree level preferably in a relevant subject (law, regulation, risk management, finance)
Experience : asset management / compliance related working experience preferred
 
This position is only opened to the candidates who are eligible to the Business France V.I.E program :
    • You are French or European citizens
    • your age is between 18 and 28 years old
    • You are not a citizen of the assignment country
    • You are graduated